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Introduction
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FSO Knowledge Xchange (FSOkx) proposes a forum on Risk
and Compliance in the Financial Services Industry, a premier
half day event focused on ongoing evolution in the financial
services industry. The forum will bring together senior
decision makers, leaders and practitioners from the
financial services industry.
We are going through unprecedented times, where the
fundamental definition of capitalism is being questioned and
the regulatory structures in which our financial
institutions operate are being redrawn completely. The
governments and regulatory bodies of the United States and
European nations, who are undergoing the biggest economic
havoc due to the excesses of their financial institutions,
are exploring optimum economic, risk and compliance
structures along with values that will define capitalism for
the future years and decades to come.
FSOkx's forum on Risk Management and Compliance will
examine how the systemic global failure of financial
institutions and the pressures to contain and manage risk
are changing the financial industry and forcing it for
transformation. The Financial Services Industry Risk
Management and Compliance Forum will focus on the global
regulations, new paradigms of risk management, global
changes in compliance and their regional impacts,
transformations resulting from the biggest economic crisis
of recent times, and enterprise case studies in the
financial services risk management and compliance domain.
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| The forum may incorporate specific subject areas as
given below:
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Executive viewpoints on risk management and
compliance for the financial industry for future
years and decades to come
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The role of regulatory bodies, such as the
Securities and Exchange Commission, in driving
transparency, accountability and timely disclosure
among the market participants to avoid the failures
of the past
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Analysis and forecast of new regulations in the
financial services industry for large, medium and
small institutions based on recent successes,
failures, and trends in the global industry
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The role of technologies, such as XBRL (eXtensible
Business Reporting Language) and SaaS (Software as a
Service), in maintaining compliance and transparency
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The new regulatory, compliance, and risk management
requirements will have a major impact on the cost of
doing business. How will firms manage the cost, what
are the best practices in cost management of
implementing such procedures, and will such measures
impact the competitiveness of a firm.
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Opportunities for 3rd party risk and compliance
services vendors, given the current constrained
economic conditions. Risks and opportunities in such
a relationship from the clients’ perspective.
Selection criteria for choosing the right vendor.
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Impact of risk and compliance requirements on the
partners/suppliers of a firm
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IT security, data security, and privacy issues –
managing information systems to optimize performance
and compliance concerns
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Banking secrecy and the conflict with compliance,
security, and money-laundering concerns
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How risk management will drive compensation structures for the work force in
the financial services industry
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Discussion of transformations, innovations, risks, and challenges of achieving
growth in an era which will be marked with increased regulations, tighter
limitations on risk exposures and lower leverage of balance sheets
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Future role of synthetic and structured products such as, credit-derivative
obligations and credit-default swaps, in the economic fabric of the financial
services institutions and countries
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Best practices at an enterprise level to manage risks and compliance,
coordination, processes, tools, and techniques
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Panel discussions featuring industry leaders and practitioners debating the
future of risk and compliance in the industry
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Legal perspectives to address domestic and international legislative and
regulatory requirements vis-à-vis on-going dynamic changes
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Enterprise case studies that will reveal how the leading financial firms are transforming themselves to align with global consolidated solutions for compliance and risk management
FSOkx has network of Chief Risk and Compliance officers
from Financial Services Industry who will be able to
participate at this event.
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The forum will provide timely, relevant, and
action-oriented information through the interactive
environment among all the participants.
Contact us at
sales@FSOkx.com for your interest in sponsoring and
hosting this forum. FSOkx will work collaboratively with
the roundtable sponsor to create target content for the
target attendees who will be invited to attend this
event.
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Contact Us for Sponsorship Opportunities:
Ph: 1-(732)-462-3763 (US)
e-mail: sales@FSOkx.com
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| Contact Us: |
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Registration, Sponsorship and Speaking Opportunities: |
FSOkx Events Manager
E-mail: agallagher@FSOkx.com
Phone: 1-732-462-3763
Fax: 1-732-845-9067 |
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| Testimonials: |
| FSOkx
Events Attendees Feedback |
"FSO Knowledge Xchange events are well-organized with exceptional content,
distinguished speakers and valuable networking opportunities."
"The events hosted by FSO Knowledge Xchange are the premier setting for
financial services professionals to gain the latest knowledge on business
transformations to gain a competitive advantage."
"The high caliber of attendees at FSO Knowledge Xchange's events draws us to
continue our participation from year to year with FSOkx. We gained some
valuable leads as a result of our involvement with FSOkx Events."
"The forum was well done overall.
It was a great opportunity to network
with a well-rounded mix of presenters."
"The event presented an excellent opportunity to gain insights on the latest
cost-saving processes and to discover how to do more with less."
"The panel discussions were engaging and full of actionable insights into
financial services transformations to effectively manage the challenging
business climate."
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